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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual | Horsham | PA | 08/2006 | Present |
| Daszkowski, Tompkins & Weg | Staten Island | NY | 07/2011 | Present |
| National Planning Corporation | Staten Island | NY | 08/2012 | 11/2017 |
| Lpl Financial Llc | Staten Island | NY | 11/2017 | Present |
1. 11/10/2017 - RICHARD WISMER CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA employee. 2. 11/29/2017 - DASZKOWSKI, TOMPKINS & WEG PC - Investment Related - 278 Rt 34 Matawan NY 07747- Suite 1/2/3 - Tax Prep/Accounting/CPA - Founder CEO and majority shareholder - Start Date 6/1/11 - 20 Hours Per Month / 10 Hours During Trading - DASZKOWSKI, TOMPKINS & WEG PC - Founder CEO and majority shareholder. 3. 11/29/2017 - Lotus Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Contigent only licensed and LPL affiliated persons own DBA name. 4. 11/29/2017 - DASZKOWSKI, SITI, POMPEO & FISCHER INC - Investment Related - Non-Variable Insurance - SALES ASSOCIATE - Start Date 08/01/2012 - 4 Hours Per Month / 2 Hours During Trading - DASZKOWSKI, SITI, POMPEO & FISCHER INC - Group Health, Group Disability.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-07 |
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