Brett Gaylen Grimes

Current Employers

Employment History

• 06/2009 → 03/2019
  Morgan Stanley Smith Barney
  Santa Barbara, CA
• 01/2015 → 03/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2019 → Present
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA

Previous Registrations

• 2009-06-01 → 2019-04-02
  Morgan Stanley
  Santa Barbara, CA
• 2008-07-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Santa Barbara, CA
• 1990-11-01 → 2008-07-24
  Ubs Financial Services Inc.
  Santa Barbara, CA
  Santa Barbara, CA

Other Businesses

428 NORTH CHORRO LLC, INV RELATED, SANTA BARBARA, CA, 50% OWNERSHIP, START 4/23/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, GENERAL PARTNERSHIP FOR DB INVESTORS. DB INVESTORS, INV RELATED, SAN LOUIS OBISPO, CA, 50% OWNERSHIP, START 1/1/2009, 2 HOURS PER MONTH, ZERO DURING TRADING, OWNERSHIP OF APARTMENT BUILDING. AVONDALE APARTMENTS LLC, INV RELATED, SANTA BARBARA, CA, 50% OWNERSHIP, START 10/2/2020, 3 HOURS PER MONTH, ZERO DURING TRADING, HOLDS APARTMENT BUILDING. RENTAL PROPERTY, INV RELATED, NAMPA, ID, 50% OWNERSHIP, START 10/30/2020, 5 HOURS PER MONTH, ZERO DURING TRADING, AVONDALE APARTMENT COMPLEX. MULTI RENTAL APARTMENT BUILDING, INVT RELATED, BOISE, ID, 40% OWNERSHIP, START DATE 5/10/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE OWNER. 2607 LANCASTER, LLC, INVT RELATED, BOISEI ID, 40% OWNERSHIP, START DATE 5/14/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, INVESTOR IN LLC TO HOUSE APARTMENT BUILDING. REGARDING SELECTION AND APPOINTMENT OF AIRPORT DIRECTOR, TERMS AND CONDITIONS OF LEASES, CONTRACTS AND AGREEMENTS. AVONDALE HOMEOWNERS ASSOCIATION; NOT INV RELATED;MERIDIAN,ID; HOA; BOARD OF DIRECTORS; START DATE: 03/04/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2019-08-06
• S63 Uniform Securities Agent State Law Examination
  1986-03-26

Other Names

• Brett Gaylen Grimes
• Brett Gaylen Grimes