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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-12-04
TX RA APPROVED 2019-07-22
OK RA APPROVED 2019-07-20
  • AR RA
    APPROVED
    Since 2020-12-04
  • TX RA
    APPROVED
    Since 2019-07-22
  • OK RA
    APPROVED
    Since 2019-07-20

Branch Locations

3540 S Boulevard St Ste 110, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Edmond OK 07/2019 Present
Midfirst Edmond OK 11/2007 07/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-20
S65 Uniform Investment Adviser Law Examination 1994-01-21
S63 Uniform Securities Agent State Law Examination 1994-01-14
  • S66 Uniform Combined State Law Examination
    2019-07-20
  • S65 Uniform Investment Adviser Law Examination
    1994-01-21
  • S63 Uniform Securities Agent State Law Examination
    1994-01-14
Other Names
  • Mitchell Allen Frankfurt

View on SEC IAPD

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