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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-04 |
| OK | RA | APPROVED | 2023-01-04 |
Branch Locations
3540 S Boulevard St Ste 110, Edmond, OK 73013 • United States
211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Edmond | OK | 08/2013 | 09/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | Edmond | OK | 08/2013 | 09/2016 |
| Jpmorgan Securities Llc | Oklahoma City | OK | 09/2016 | 12/2022 |
| Jpmorgan Chase Bank Na | Oklahoma City | OK | 09/2016 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Oklahoma City | OK | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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