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Laurie Ann Brown

Wells Fargo Clearing Services, LLC

Edmond, OK

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-29
  • TX RA
    APPROVED
    Since 2017-06-29

Branch Locations

3540 S Boulevard St Ste 110, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tulsa OK 01/2009 06/2017
Wells Fargo Clearing Services Llc. Edmond OK 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-02-26
  • S63 Uniform Securities Agent State Law Examination
    1990-02-26
Other Names
  • Laurie Ann Pitts
  • Laurie Pitts Massad
  • Laurie Pitts Massad
  • Laurie Ann Pitts
  • Laurie Pitts Massad
  • Laurie Pitts Massad

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · EDMOND, OK
EQUITABLE ADVISORS, LLC · EDMOND, OK
ESOTERIC WEALTH PARTNERS LLC · EDMOND, OK
OSAIC WEALTH, INC. · Edmond, OK
INDEPENDENT FINANCIAL PARTNERS · Edmond, OK
EDWARD JONES · Edmond, OK
RULICENT · EDMOND, OK

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