Lori Ann Winfield

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2019-09-18
TX	RA	APPROVED	2019-09-18

OK RA
APPROVED

Since 2019-09-18
TX RA
APPROVED

Since 2019-09-18

Branch Locations

3540 S Boulevard St Ste 110, Edmond, OK 73013 • United States

8115 Preston Rd Ste 300, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Edmond	OK	10/2012	05/2019
Wells Fargo Clearing Services, Llc	Dallas	TX	05/2019	Present
Assembly Of God Church	Wellston	OK	06/2018	Present

10/2012 → 05/2019

J.P. Morgan Securities Llc

Edmond, OK
05/2019 → Present

Wells Fargo Clearing Services, Llc

Dallas, TX
06/2018 → Present

Assembly Of God Church

Wellston, OK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-18
S63	Uniform Securities Agent State Law Examination	2000-02-25

S65 Uniform Investment Adviser Law Examination

2019-09-18
S63 Uniform Securities Agent State Law Examination

2000-02-25

Other Names

Lori A Winfield

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews