Karim Elias Karim

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2016
  Wells Fargo Advisors Llc
  Oklahoma City, OH
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Oklahoma City, OH

Previous Registrations

• 2009-06-01 → 2012-06-04
  Morgan Stanley
  Oklahoma City, OK
  Norman, OK
  Oklahoma City, OK
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Oklahoma City, OK
• 1999-07-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Oklahoma City, OK
  Norman, OK

Other Businesses

KARIM PRODUCTIONS, INV RELATED, OKLAHOMA CITY, OK, 100% OWNERSHIP, START 1/1/1975, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS OWNERSHIP OF TV PRODUCTIONS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-03-02
• S65 Uniform Investment Adviser Law Examination
  1999-03-02

Other Names

• Karim E Karim