Jeffry Neal Carel

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2023-10-18
TX	RA	APPROVED_RES	2023-10-13

OK RA
APPROVED

Since 2023-10-18
TX RA
APPROVED_RES

Since 2023-10-13

Branch Locations

211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States

3540 S Boulevard St Ste 110, Edmond, OK 73013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Edmond	OK	10/2012	10/2023
Wells Fargo Clearing Services, Llc	Oklahoma City	OK	10/2023	Present

10/2012 → 10/2023

J.P. Morgan Securities Llc

Edmond, OK
10/2023 → Present

Wells Fargo Clearing Services, Llc

Oklahoma City, OK

Previous Registrations

2012-10-01 → 2023-10-25

J.P. Morgan Securities Llc

Edmond, OK
2007-10-26 → 2012-10-01

Chase Investment Services Corp.

Edmond, OK

Edmond, OK

Norman, OK

Oklahoma City, OK

Norman, OK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-11
S63	Uniform Securities Agent State Law Examination	2005-04-25

S65 Uniform Investment Adviser Law Examination

2007-10-11
S63 Uniform Securities Agent State Law Examination

2005-04-25

Other Names

Jeff N Carel
Jeffry Neal Carel

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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