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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-26 |
| OK | RA | APPROVED | 2018-11-05 |
Branch Locations
4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 04/2018 | Present |
| Iqvia | Durham | NC | 03/2014 | 04/2017 |
| Unemployed | Norman | OK | 05/2017 | 04/2018 |
| Bank Of America, N.A. | Oklahoma City | OK | 07/2018 | Present |
I*404421 Entity Type: For Profit Name of outside business organization: Mullins and Associates, LLC Investment related: No Address of business: Lawton, Oklahoma, 73505 Position, title, association: Owner Start date of relationship: 5/1/2003 Number of hours devoted: 3 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Owner, manager, rental property investment. I'm the owner I*501013 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: NORMAN, Oklahoma, 73069 Position, title, association: Sole owner Start date of relationship: 11/23/2016 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*500984 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: Las Vegas, Oklahoma, 89123 Position, title, association: Sole owner Start date of relationship: 2/1/2017 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*: Entity Type: For Profit Name of outside business organization: S. M. Investment related: No Address of business: Norman, OK 73609 Nature of business: Rental Property Position, title, association: Owner Start date of relationship: 11/1/2016 Number of hours devoted: 1 Hr monthly Number of hours devoted during trading hours: 0 Duties: Owner I*500985 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: Norman, Oklahoma, 73069 Position, title, association: Sole owner Start date of relationship: 11/1/2016 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*121495 Entity Type: Non-Profit Organization Name of outside business organization: Epilepsy Foundation of Oklahoma Investment related: No Address of business: OKC, Oklahoma 73120 Position, title, association: Advisory Board Member Start date of relationship: 9/1/2014 Number of hours devoted: 35 hours Annually Number of hours devoted during trading hours: 0 Duties: Board member involved in advising on all activities related to the organization but not related to the budget or financial matters I*504738 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: Norman, Oklahoma, 73072 Position, title, association: Sole owner Start date of relationship: 9/14/2020 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*: 574270 Entity Type: Charitable Name of OBA: Sooner Rotary Club Address: Norman, OK 73072 Investment Related: No Position, Title, Association: Committee, Board Member, Officer Employee Start Date: 10/19/2019 Number of Hours: 3 hrs wkly Number of Hours during trading: 0 Duties: Nonprofit in existence to provide community service, eradicate polio on an international level, networking and leadership development. Organize and lead all meetings. Create and execute goals for the fiscal year. Organize community service projects. I*470521 Entity Type: Governmental Name of OBA: Department of Rehab Svcs Business Advisory Council Address: Oklahoma City, Oklahoma, 73112 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2021 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: To promote employment of persons with disabilities Attend council meetings as a representative in private industry to add perspective to formulating employment strategies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-02 |
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