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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-26
OK RA APPROVED 2018-11-05
  • TX RA
    APPROVED
    Since 2019-03-26
  • OK RA
    APPROVED
    Since 2018-11-05

Branch Locations

4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 04/2018 Present
Iqvia Durham NC 03/2014 04/2017
Unemployed Norman OK 05/2017 04/2018
Bank Of America, N.A. Oklahoma City OK 07/2018 Present
Other Businesses

I*404421 Entity Type: For Profit Name of outside business organization: Mullins and Associates, LLC Investment related: No Address of business: Lawton, Oklahoma, 73505 Position, title, association: Owner Start date of relationship: 5/1/2003 Number of hours devoted: 3 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Owner, manager, rental property investment. I'm the owner I*501013 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: NORMAN, Oklahoma, 73069 Position, title, association: Sole owner Start date of relationship: 11/23/2016 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*500984 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: Las Vegas, Oklahoma, 89123 Position, title, association: Sole owner Start date of relationship: 2/1/2017 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*: Entity Type: For Profit Name of outside business organization: S. M. Investment related: No Address of business: Norman, OK 73609 Nature of business: Rental Property Position, title, association: Owner Start date of relationship: 11/1/2016 Number of hours devoted: 1 Hr monthly Number of hours devoted during trading hours: 0 Duties: Owner I*500985 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: Norman, Oklahoma, 73069 Position, title, association: Sole owner Start date of relationship: 11/1/2016 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*121495 Entity Type: Non-Profit Organization Name of outside business organization: Epilepsy Foundation of Oklahoma Investment related: No Address of business: OKC, Oklahoma 73120 Position, title, association: Advisory Board Member Start date of relationship: 9/1/2014 Number of hours devoted: 35 hours Annually Number of hours devoted during trading hours: 0 Duties: Board member involved in advising on all activities related to the organization but not related to the budget or financial matters I*504738 For profit or not for profit: Name of outside business organization: S. M. Investment related: No Address of business: Norman, Oklahoma, 73072 Position, title, association: Sole owner Start date of relationship: 9/14/2020 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 I*: 574270 Entity Type: Charitable Name of OBA: Sooner Rotary Club Address: Norman, OK 73072 Investment Related: No Position, Title, Association: Committee, Board Member, Officer Employee Start Date: 10/19/2019 Number of Hours: 3 hrs wkly Number of Hours during trading: 0 Duties: Nonprofit in existence to provide community service, eradicate polio on an international level, networking and leadership development. Organize and lead all meetings. Create and execute goals for the fiscal year. Organize community service projects. I*470521 Entity Type: Governmental Name of OBA: Department of Rehab Svcs Business Advisory Council Address: Oklahoma City, Oklahoma, 73112 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2021 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: To promote employment of persons with disabilities Attend council meetings as a representative in private industry to add perspective to formulating employment strategies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Scott Mullins

View on SEC IAPD

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