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Michael Dennis O'BRien

O'BRien Investment Management, LLC

Torrance, CA

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Current Employers
O'BRien Investment Management, Llc

24594 Hawthorne Blvd., Torrance, CA 90505 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-30
WA RA APPROVED 2017-01-09
AZ RA APPROVED 2016-10-11
  • CA RA
    APPROVED
    Since 2025-10-30
  • WA RA
    APPROVED
    Since 2017-01-09
  • AZ RA
    APPROVED
    Since 2016-10-11

Branch Locations

24594 Hawthorne Blvd., Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'BRien Investment Management Rolling Hills Estates CA 09/2016 Present
  • 09/2016 → Present
    O'BRien Investment Management
    Rolling Hills Estates, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-28
  • S63 Uniform Securities Agent State Law Examination
    1984-09-28
Designations
Other Names
  • Mike Obrien
  • Michel D Obrien
  • Michael Dennis Obrien

View on SEC IAPD

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