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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-09 |
| IL | RA | APPROVED | 2013-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | IL | 09/2012 | Present |
| Bank Of America, N.A. | Peoria | IL | 04/2013 | Present |
I*480462 For profit or not for profit: Name of outside business organization: CITY OF PEORIA Investment related: N Address of business: PEORIA, Illinois, 61602 Nature of business: Position, title, association: Other, Start date of relationship: 5/5/2009 Number of hours devoted: 12 hour(s) Weekly Number of hours devoted during trading hours: 5 Duties: CITY COUNCIL MEMBER, One of ten elected council members charged with setting policy for the City of Peoria.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-07 |
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