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William Cohen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL

Naperville, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-05
TX RA APPROVED_RES 2023-11-29
NC RA APPROVED 2018-07-31
VA RA APPROVED 2014-11-04
  • IL RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED_RES
    Since 2023-11-29
  • NC RA
    APPROVED
    Since 2018-07-31
  • VA RA
    APPROVED
    Since 2014-11-04

Branch Locations

230 Sw Adams St, Peoria, IL 61602 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mclean VA 07/2014 Present
Bank Of America N.A. Mclean VA 07/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-04
S66 Uniform Combined State Law Examination 2007-10-19
  • S65 Uniform Investment Adviser Law Examination
    2014-11-04
  • S66 Uniform Combined State Law Examination
    2007-10-19
Other Names
  • Will Cohen
  • William Cohen
  • William S Cohen
  • William Cohen
  • William S Cohen

View on SEC IAPD

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