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Kory V Barlow

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-26
IL RA APPROVED 2022-05-19
  • TX RA
    APPROVED
    Since 2022-05-26
  • IL RA
    APPROVED
    Since 2022-05-19

Branch Locations

230 Sw Adams St, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Peoria IL 06/2017 12/2020
Jpmorgan Chase Bank Peoria IL 07/2016 06/2017
Morgan Stanley Peoria IL 05/2021 03/2022
Unemployed Peoria IL 10/2020 05/2021
Merrill Lynch Wealth Management Peoria IL 03/2022 Present
Bank Of America, N.A. Peoria IL 05/2022 Present
  • 06/2017 → 12/2020
    Wells Fargo Clearing Services, Llc
    Peoria, IL
  • 07/2016 → 06/2017
    Jpmorgan Chase Bank
    Peoria, IL
  • 05/2021 → 03/2022
    Morgan Stanley
    Peoria, IL
  • 10/2020 → 05/2021
    Unemployed
    Peoria, IL
  • 03/2022 → Present
    Merrill Lynch Wealth Management
    Peoria, IL
  • 05/2022 → Present
    Bank Of America, N.A.
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-27
S63 Uniform Securities Agent State Law Examination 2002-07-01
  • S66 Uniform Combined State Law Examination
    2017-09-27
  • S63 Uniform Securities Agent State Law Examination
    2002-07-01
Other Names
  • Kory V Barlow
  • Kory Barlow
  • Kory Vernon Barlow

View on SEC IAPD

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