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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-24 |
| IL | RA | APPROVED | 1998-12-14 |
Branch Locations
230 Sw Adams St, Peoria, IL 61602 • United States
Winnetka, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Peoria | IL | 08/1998 | Present |
| Bank Of America, Na | Peoria | IL | 12/2009 | Present |
I*: seven seven zero three twoFOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JEWISH FEDERATION OF PEORIAINVESTMENT RELATED: NOADDRESS OF BUSINESS: PEORIA, ILLINOIS six one six one fivePOSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBERSTART DATE OF RELATIONSHIP: 12/3/2014NUMBER OF HOURS DEVOTED: 30 HRS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 HrDUTIES: I AM CO-CHAIRING OUR ANNUAL FUNDRAISING EFFORTS FOR 2015. I AM ALSO NOW A BOARD MEMBER OF JEWISH FEDERATION OF PEORIA. I*1918262, Entity Type, Entity Charitable, Name of OBA: Jewish Federation of Peoria, Address: Peoria, IL, 61615, Investment Related: No, Position, Title, Association: Officer, Employee Start Date: 08/01/2024, No Hours: 10hrs/Mo, No Hours during trading: 2.5, Duties: I am the incoming President of the Jewish Federation of Peoria and expect to serve for 2 years. This is a volunteer position, voted on by the JFP Board. I*: two five eight four two nine eightEntity Type: Fiduciary roleName of OBA: E. K M. TTEE U/A DTD 05/19/2010 M. D.Address: Winnetka, IL 60093 Investment Related: NoPosition, Title, Association: Trustee Employee Start Date: 01/01/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 1 hr annuallyDuties: Trustee for Child/Grandchild I*2704273, Entity Type: , Name of OBA: MS S K. D TOD BENEFICIARIES ON FILE , Address: Winnetka, Illinois, 60093, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/06/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2828264, Entity Type: , Name of OBA: MS S K. D TOD BENEFICIARIES ON FILE , Address: Minneapolis, Minnesota, 55416, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-23 |
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