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Mark Allan Robben

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrillville, IN

Peoria, IL

Davenport, IA

West Des Moines, IA

Cedar Rapids, IA

Dallas, TX

Peoria, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
IA RA APPROVED 2012-03-28
IN RA APPROVED 2010-02-10
IL RA APPROVED 2004-09-02
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • IA RA
    APPROVED
    Since 2012-03-28
  • IN RA
    APPROVED
    Since 2010-02-10
  • IL RA
    APPROVED
    Since 2004-09-02

Branch Locations

707 E 80Th Pl, Merrillville, IN 46410 • United States

230 Sw Adams St, Peoria, IL 61602 • United States

4550 E 53Rd St, Davenport, IA 52807 • United States

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

1065 Sierra Court Ne, Cedar Rapids, IA 52402 • United States

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

Peoria, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 03/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-29
  • S66 Uniform Combined State Law Examination
    1997-10-29
Other Names
  • Mark A Robben

View on SEC IAPD

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ALEXANDER A KOLEFF
JOHN J BRECKENRIDGE
Scott T Ribordy
DIANA K NYMAN
PAUL ALLAN SHOOK
Jeff Johnson
MICHELLE L RACHFORD

Other Offices

GLOBAL ASSETS ADVISORY, LLC · MERRILLVILLE, IN
GEHRIG CAPITAL MANAGEMENT, INC. · MERRILLVILLE, IN
VALIC FINANCIAL ADVISORS, INC. · MERRILLVILLE, IN
COMMONWEALTH FINANCIAL NETWORK · Merrillville, IN
OSAIC WEALTH, INC. · MERRILLVILLE, IN
KOVACK ADVISORS, INC. · Merrillville, IN
CETERA INVESTMENT ADVISERS LLC · MERRILLVILLE, IN
CETERA INVESTMENT ADVISERS LLC · MERRILLVILLE, IN

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