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John J Breckenridge

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrillville, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-17
IN RA APPROVED 2015-03-16
  • TX RA
    APPROVED
    Since 2015-06-17
  • IN RA
    APPROVED
    Since 2015-03-16

Branch Locations

707 E 80Th Pl, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrillville IN 02/2013 Present
Bank Of America, N.A. Merrillville IN 04/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
S63 Uniform Securities Agent State Law Examination 2013-04-15
  • S66 Uniform Combined State Law Examination
    2015-03-13
  • S63 Uniform Securities Agent State Law Examination
    2013-04-15
Other Names
  • John James Breckenridge

View on SEC IAPD

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Other Offices

GLOBAL ASSETS ADVISORY, LLC · MERRILLVILLE, IN
GEHRIG CAPITAL MANAGEMENT, INC. · MERRILLVILLE, IN
VALIC FINANCIAL ADVISORS, INC. · MERRILLVILLE, IN
COMMONWEALTH FINANCIAL NETWORK · Merrillville, IN
OSAIC WEALTH, INC. · MERRILLVILLE, IN
KOVACK ADVISORS, INC. · Merrillville, IN
CETERA INVESTMENT ADVISERS LLC · MERRILLVILLE, IN
CETERA INVESTMENT ADVISERS LLC · MERRILLVILLE, IN

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