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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-06-22 |
| IN | RA | APPROVED | 2001-03-20 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
707 E 80Th Pl, Merrillville, IN 46410 • United States
Valparaiso, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Merrillville | IN | 10/1986 | Present |
| Bank Of America, N.A. | Merrillville | IN | 06/2011 | Present |
I*78802 Entity Type: For-Profit Organization Name of outside business organization: S and N R Family LLC Investment related: Y Address of business: Valparaiso, IN 46385 Position, title, association: Family Held, Start date of relationship: 8/19/2014Number of hours devoted: 20 hours Annually Number of hours devoted during trading hours: 0 Duties: We set up a Family LLC for estate planning purposes. My wife and I serve as managers of the LLC. This is not a paid position. At this point, my 3 sons each own 1/3 of the family LLC I*2942283 Entity Type: Fiduciary role Name of OBA: D E. R Exemption Trust UAD 9/12/12, Address: Valparaiso, Indiana, 46385, Investment Related: No, Position, Title, Association: Co-Trustee, Employee State Date: 10/02/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Duties: Co- Trustee/Siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-16 |
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