Brian T Abraham

Raymond James & Associates, Inc.

Peoria Heights, IL

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-31
IL	RA	APPROVED	2026-08-24

TX RA
APPROVED

Since 2026-08-31
IL RA
APPROVED

Since 2026-08-24

Branch Locations

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Peoria	IL	04/2015	08/2026
Bank Of America, N.A.	Peoria	IL	07/2015	08/2026
Raymond James & Associates, Inc.	Peoria Heights	IL	08/2026	Present

04/2015 → 08/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL
07/2015 → 08/2026

Bank Of America, N.A.

Peoria, IL
08/2026 → Present

Raymond James & Associates, Inc.

Peoria Heights , IL

Previous Registrations

2015-04-24 → 2026-08-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL
2009-06-01 → 2015-04-30

Morgan Stanley

Peoria, IL

Peoria, IL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Peoria, IL
2004-09-15 → 2007-04-02

Morgan Stanley Dw Inc.

Peoria, IL

Peoria, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-13
S63	Uniform Securities Agent State Law Examination	2003-08-19

S65 Uniform Investment Adviser Law Examination

2004-04-13
S63 Uniform Securities Agent State Law Examination

2003-08-19

Other Names

Brian Thomas Abraham

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED

CETERA INVESTMENT ADVISERS LLC

NBT CAPITAL MANAGEMENT, INC.

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

OSAIC WEALTH, INC.

DAVID VAUGHAN INVESTMENTS, LLC

Other Investors

SCOTT MARSHALL MABEE

JAYME RYAN BAILEY

TODD THOMAS NETHERY

Joshua RICHARD Carstens

Whitney E Goldstein

Jeffrey D Bailey

MOLLIE LYNN RUSHING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Peoria Heights, IL

CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL

NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL

NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL

THRIVENT ADVISOR NETWORK, LLC · Peoria Heights, IL

THRIVENT INVESTMENT MANAGEMENT INC. · Peoria Heights, IL

OSAIC WEALTH, INC. · PEORIA HEIGHTS, IL

EDWARD JONES · PEORIA HEIGHTS, IL

More in Peoria Heights, IL

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