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Scott Marshall Mabee

Robert W. Baird & Co. Incorporated

Peoria Heights, IL

CRD 3139099

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-31
TX RA APPROVED_RES 2017-08-10
IL RA APPROVED 2013-10-16
  • FL RA
    APPROVED
    Since 2018-01-31
  • TX RA
    APPROVED_RES
    Since 2017-08-10
  • IL RA
    APPROVED
    Since 2013-10-16

Branch Locations

4617 North Prospect Road, Peoria Heights, IL 61616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Peoria IL 10/2013 Present
  • 10/2013 → Present
    Robert W. Baird & Co
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-02
S63 Uniform Securities Agent State Law Examination 2001-12-20
  • S65 Uniform Investment Adviser Law Examination
    2008-04-02
  • S63 Uniform Securities Agent State Law Examination
    2001-12-20

View on SEC IAPD

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TODD THOMAS NETHERY

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL
RAYMOND JAMES & ASSOCIATES, INC. · Peoria Heights, IL
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