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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-01-02 |
Branch Locations
44 Old Ridgefield Road Suite 234, Wilton, CT 06897 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Wilton | CT | 02/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Wilton | CT | 01/2009 | Present |
(1)Name of Business: Address: 72 Myrtle St, Norwalk, CT, 06855, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 03/22/2010 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: High school lacrosse and football referee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-25 |
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