Best Investors Account Sign in
Inactive

Scott Leonard Dynan

Round Rock Advisors LLC

Wilton, CT

Claim This Profile
Current Employers
Round Rock Advisors Llc

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-09-03
  • CT RA
    APPROVED
    Since 2020-09-03

Branch Locations

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Bd Llc New York NY 04/2006 08/2018
Western International Securities, Inc. Pasadena CA 02/2019 12/2019
Taurus Asset Management, Llc New York NY 01/2019 01/2020
Unemployed New Canaan CT 08/2018 01/2019
Round Rock Advisors, Llc Wilton CT 09/2020 Present
Unemployed New Canaan CT 01/2020 08/2020
  • 04/2006 → 08/2018
    Neuberger Berman Bd Llc
    New York, NY
  • 02/2019 → 12/2019
    Western International Securities, Inc.
    Pasadena, CA
  • 01/2019 → 01/2020
    Taurus Asset Management, Llc
    New York, NY
  • 08/2018 → 01/2019
    Unemployed
    New Canaan, CT
  • 09/2020 → Present
    Round Rock Advisors, Llc
    Wilton, CT
  • 01/2020 → 08/2020
    Unemployed
    New Canaan, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-24
S63 Uniform Securities Agent State Law Examination 1999-04-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-24
  • S63 Uniform Securities Agent State Law Examination
    1999-04-16

View on SEC IAPD

Other Firms

AIS CAPITAL MANAGEMENT L.P.
AGILIS INVESTMENT MANAGEMENT LLC
STONEBRIDGE ADVISORS LLC
OAK MANAGEMENT CORPORATION
MERIT FINANCIAL ADVISORS
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ALTUS CAPITAL PARTNERS, INC.

Other Investors

HEATHER SIMON SEVILLANO
JIN HU
NYDIA E. CONCEPCION
JEFFREY MITCHELL SHAW
Elaine Votier Biersack
Allison Costas
BERT THOMAS BOWLER
CRAIG DAN JENSEN

Other Offices

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT
AGILIS INVESTMENT MANAGEMENT LLC · WILTON, CT
STONEBRIDGE ADVISORS LLC · WILTON, CT
AIS CAPITAL MANAGEMENT L.P. · WILTON, CT
OAK MANAGEMENT CORPORATION · WILTON, CT
MERIT FINANCIAL ADVISORS · Wilton, CT
OSAIC WEALTH, INC. · WILTON, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wilton, CT

More in Wilton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor