Heather Simon Sevillano

Employer firm

Agilis Investment Management LLC CRD 336358

$124M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 10/2024
  Greenwich Investment Management, Inc.
  Norwalk, CT
• 11/2024 → 06/2025
  Round Rock Advisors Llc
  Wilton, CT
• 04/2025 → Present
  Agilis Investment Management Llc
  Wilton, CT

Previous Registrations

• 2024-11-01 → 2025-06-10
  Round Rock Advisors Llc
  Wilton, CT
• 2020-10-05 → 2024-11-05
  Greenwich Investment Management, Inc.
  Norwalk, CT
• 2005-06-09 → 2007-02-05
  Northwestern Mutual Investment Services, Llc
  Fairfield, CT
  Fairfield, CT
  Milwaukee, WI
  Fairfield, CT
• 2004-11-01 → 2005-02-03
  Northwestern Mutual Investment Services, Llc
  Westport, CT
• 2002-10-22 → 2004-08-25
  Asset & Financial Planning, Ltd
  Poughkeepsie, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-05
• S63 Uniform Securities Agent State Law Examination
  2001-07-05

Other Names

• Heather Simon Sevillano
• Heather Christine Simon
• Heather Christine Sevillano
• Heather Christine Sevillano