Inactive

Heather Simon Sevillano

Agilis Investment Management LLC

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Current Employers

Agilis Investment Management Llc

187 Danbury Road Suite 206, Wilton, CT 06897 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-06-13
TX	RA	APPROVED_RES	2025-06-11

CT RA
APPROVED

Since 2025-06-13
TX RA
APPROVED_RES

Since 2025-06-11

Branch Locations

187 Danbury Road Suite 206, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Greenwich Investment Management, Inc.	Norwalk	CT	01/2007	10/2024
Round Rock Advisors Llc	Wilton	CT	11/2024	06/2025
Agilis Investment Management Llc	Wilton	CT	04/2025	Present

01/2007 → 10/2024

Greenwich Investment Management, Inc.

Norwalk, CT
11/2024 → 06/2025

Round Rock Advisors Llc

Wilton, CT
04/2025 → Present

Agilis Investment Management Llc

Wilton, CT

Previous Registrations

2024-11-01 → 2025-06-10

Round Rock Advisors Llc

Wilton, CT
2020-10-05 → 2024-11-05

Greenwich Investment Management, Inc.

Norwalk, CT
2005-06-09 → 2007-02-05

Northwestern Mutual Investment Services, Llc

Fairfield, CT

Fairfield, CT

Milwaukee, WI

Fairfield, CT
2004-11-01 → 2005-02-03

Northwestern Mutual Investment Services, Llc

Westport, CT
2002-10-22 → 2004-08-25

Asset & Financial Planning, Ltd

Poughkeepsie, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-05
S63	Uniform Securities Agent State Law Examination	2001-07-05

S65 Uniform Investment Adviser Law Examination

2020-10-05
S63 Uniform Securities Agent State Law Examination

2001-07-05

Other Names

Heather Simon Sevillano
Heather Christine Simon
Heather Christine Sevillano
Heather Christine Sevillano

View on SEC IAPD

Other Firms

AIS CAPITAL MANAGEMENT L.P.

ROUND ROCK ADVISORS LLC

STONEBRIDGE ADVISORS LLC

OAK MANAGEMENT CORPORATION

MERIT FINANCIAL ADVISORS

OSAIC WEALTH, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ALTUS CAPITAL PARTNERS, INC.

Other Investors

NYDIA E. CONCEPCION

Scott Leonard Dynan

JEFFREY MITCHELL SHAW

Elaine Votier Biersack

BERT THOMAS BOWLER

CRAIG DAN JENSEN

Other Offices

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT

ROUND ROCK ADVISORS LLC · WILTON, CT

STONEBRIDGE ADVISORS LLC · WILTON, CT

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT

OAK MANAGEMENT CORPORATION · WILTON, CT

MERIT FINANCIAL ADVISORS · Wilton, CT

OSAIC WEALTH, INC. · WILTON, CT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wilton, CT

More in Wilton, CT

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