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Nydia E. Concepcion

Agilis Investment Management LLC

Wilton, CT

CRD 2072137

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Employer firm

Agilis Investment Management LLC CRD 336358

$124M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Agilis Investment Management Llc

187 Danbury Road Suite 206, Wilton, CT 06897 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-11
CT RA APPROVED 2025-06-10
  • TX RA
    APPROVED_RES
    Since 2025-06-11
  • CT RA
    APPROVED
    Since 2025-06-10

Branch Locations

187 Danbury Road Suite 206, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenwich Investment Management, Inc. Norwalk CT 08/2017 10/2024
Unemployed Fairfield CT 03/2016 06/2017
Round Rock Advisors Llc Wilton CT 11/2024 06/2025
Agilis Investment Management Llc Wilton CT 04/2025 Present
Previous Registrations
  • 2024-11-03 → 2025-06-10
    Round Rock Advisors Llc
    Wilton, CT
  • 2020-09-14 → 2024-11-05
    Greenwich Investment Management, Inc.
    Norwalk, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-13
S63 Uniform Securities Agent State Law Examination 1991-03-13
  • S65 Uniform Investment Adviser Law Examination
    2020-09-13
  • S63 Uniform Securities Agent State Law Examination
    1991-03-13
Other Names
  • Nydia Enid Ramos
  • Nydia Enid Concepcion

View on SEC IAPD

Nearby Firms

AIS CAPITAL MANAGEMENT L.P.
ROUND ROCK ADVISORS LLC
STONEBRIDGE ADVISORS LLC

Nearby Investors

HEATHER SIMON SEVILLANO
JIN HU
Scott Leonard Dynan

Nearby Offices

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT
ROUND ROCK ADVISORS LLC · WILTON, CT
STONEBRIDGE ADVISORS LLC · WILTON, CT

More in Wilton, CT

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