Inactive

Jeffrey Mitchell Shaw

Round Rock Advisors LLC

Claim This Profile

Current Employers

Round Rock Advisors Llc

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-10-02
CT	RA	APPROVED	2023-09-21

NY RA
APPROVED

Since 2023-10-02
CT RA
APPROVED

Since 2023-09-21

Branch Locations

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Round Rock Advisors Llc	Wilton	CT	09/2023	Present
Armstrong Shaw Associates Inc.	New Canaan	CT	06/1984	Present

09/2023 → Present

Round Rock Advisors Llc

Wilton, CT
06/1984 → Present

Armstrong Shaw Associates Inc.

New Canaan, CT

Previous Registrations

1991-08-23 → 2024-01-31

Armstrong Shaw Associates Inc.

New Canaan, CT

View on SEC IAPD

Other Firms

AIS CAPITAL MANAGEMENT L.P.

AGILIS INVESTMENT MANAGEMENT LLC

STONEBRIDGE ADVISORS LLC

OAK MANAGEMENT CORPORATION

MERIT FINANCIAL ADVISORS

OSAIC WEALTH, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ALTUS CAPITAL PARTNERS, INC.

Other Investors

HEATHER SIMON SEVILLANO

NYDIA E. CONCEPCION

Scott Leonard Dynan

Elaine Votier Biersack

BERT THOMAS BOWLER

CRAIG DAN JENSEN

Other Offices

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT

AGILIS INVESTMENT MANAGEMENT LLC · WILTON, CT

STONEBRIDGE ADVISORS LLC · WILTON, CT

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT

OAK MANAGEMENT CORPORATION · WILTON, CT

MERIT FINANCIAL ADVISORS · Wilton, CT

OSAIC WEALTH, INC. · WILTON, CT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wilton, CT

More in Wilton, CT

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor