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Jeffrey Mitchell Shaw

Round Rock Advisors LLC

Wilton, CT

CRD 2818085

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Employer firm

Round Rock Advisors LLC CRD 286007

$907M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Round Rock Advisors Llc

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-02
CT RA APPROVED 2023-09-21
  • NY RA
    APPROVED
    Since 2023-10-02
  • CT RA
    APPROVED
    Since 2023-09-21

Branch Locations

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Round Rock Advisors Llc Wilton CT 09/2023 Present
Armstrong Shaw Associates Inc. New Canaan CT 06/1984 Present
  • 09/2023 → Present
    Round Rock Advisors Llc
    Wilton, CT
  • 06/1984 → Present
    Armstrong Shaw Associates Inc.
    New Canaan, CT
Previous Registrations
  • 1991-08-23 → 2024-01-31
    Armstrong Shaw Associates Inc.
    New Canaan, CT

View on SEC IAPD

Nearby Firms

AIS CAPITAL MANAGEMENT L.P.
AGILIS INVESTMENT MANAGEMENT LLC
STONEBRIDGE ADVISORS LLC

Nearby Investors

HEATHER SIMON SEVILLANO
JIN HU
NYDIA E. CONCEPCION

Nearby Offices

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT
AGILIS INVESTMENT MANAGEMENT LLC · WILTON, CT
STONEBRIDGE ADVISORS LLC · WILTON, CT

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