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Elaine Votier Biersack

Round Rock Advisors LLC

Wilton, CT

CRD 7268012

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Employer firm

Round Rock Advisors LLC CRD 286007

$907M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Round Rock Advisors Llc

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-30
  • CT RA
    APPROVED
    Since 2024-05-30

Branch Locations

187 Danbury Road Suite 201, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenwich Investment Management, Inc. Norwalk CT 12/2013 11/2023
Round Rock Advisors Llc Wilton CT 11/2023 Present
  • 12/2013 → 11/2023
    Greenwich Investment Management, Inc.
    Norwalk, CT
  • 11/2023 → Present
    Wilton, CT
Previous Registrations
  • 2020-08-04 → 2023-11-13
    Greenwich Investment Management, Inc.
    Norwalk, CT
Other Businesses

1) Licensed Insurance Agent; Not investment-related; 153 Market Street, Hartford, CT. 06103; Insurance licensing authority for the state of CT; Insurance Agent; 04/2017; Less than 10% of time per month; Sell health and life insurance policies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-04
  • S65 Uniform Investment Adviser Law Examination
    2020-08-04

View on SEC IAPD

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