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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-02 |
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
228 W Gay Street, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St. Paul | MN | 05/2009 | 09/2019 |
| Securian Financial Services, Inc | St. Paul | MN | 05/2009 | 09/2019 |
| Legacy Planning Partners | West Chester | PA | 05/2009 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2019 | 10/2025 |
| Hub International Investment Services Inc. | Kansas City | MO | 11/2024 | Present |
| Lpl Financial Llc | West Chester | PA | 10/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1. 10/01/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/01/2025 2. 10/01/2025 - LEGACY PLANNING, A HUB INTERNATIONAL COMPANY - DBA for LPL Business (entity for LPL business) - Investment related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/19/2025 3. 10/01/2025 - Legacy Planning Partners (100% through CES) - Non-Variable Insurance - Investment Related - 8 Hour(s)/Month -1 Hour(s) During Trading - West Chester PA 19380 - OBA Start Date: 9/12/2019 4. 10/01/2025 - HUB INTERNATIONAL - Outside/W-2 Employment - Not Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - West Chester PA 19380 - OBA Start Date: 10/1/2024 5.10/01/2025 - 1035 New Jersey Ave, Cape May NJ - Real Estate Rental - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - WEST CHESTER, PA 19380 - OBA Start Date: 9/9/2019 6.10/01/2025 - CRC HOLDINGS LLC - Real Estate Rental - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - West Chester, PA 19380 - OBA Start Date: 9/9/2019 7. 10/08/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Inv rel - At reported business location(s) - Start date: 06/1/2025 - 160Hour(s)/Month - 8 Hour(s) During Trading 8.10/08/2025 - LEGACY PLANNING, A HUB INTERNATIONAL COMPANY - Registered Investment Advisor DBA - Inv rel - At reported business location(s) - Start date: 06/1/2025 - 160Hour(s)/Month - 8 Hour(s) During Trading 9. 10/08/2025 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Inv rel - At reported business location(s) - Start date: 06/1/2025 - 160Hour(s)/Month - 8 Hour(s) During Trading. I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-26 |
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