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Julie R. Occhiato

J.P. Morgan Securities LLC

Louisville, KY

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-13
KY RA APPROVED 2023-02-08
TX RA APPROVED 2023-02-08
  • IN RA
    APPROVED
    Since 2023-02-13
  • KY RA
    APPROVED
    Since 2023-02-08
  • TX RA
    APPROVED
    Since 2023-02-08

Branch Locations

4111 Shelbyville Road, Louisville, KY 40207 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville KY 08/2018 10/2022
Dccs Llc Floyds Knobs IN 08/2015 04/2019
J.P. Morgan Securities Llc Louisville KY 12/2022 Present
Unemployed Lanesville IN 11/2022 11/2022
Jpmorgan Chase Bank, N.A. Louisville KY 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-25
S63 Uniform Securities Agent State Law Examination 2006-10-03
  • S66 Uniform Combined State Law Examination
    2022-04-25
  • S63 Uniform Securities Agent State Law Examination
    2006-10-03
Other Names
  • Julie Renee Roehm
  • Julie Renee Slim
  • Julie R Occhiato
  • Julie Roehm
  • Julie Slim
  • Julie Occhiato
  • Julie Renee Occhiato

View on SEC IAPD

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