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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
15 Cherster Ave, White Plains, NY 10601 • United States
Yonkers, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | White Plains | NY | 09/2012 | Present |
(1) 09/28/2016: WFM Wealth Management Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 49 Chester Drive, Yonkers NY 10710 - Start 10/10/2012 - No Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-11 |
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