Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

15 Cherster Ave, White Plains, NY 10601 • United States

Yonkers, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc White Plains NY 09/2012 Present
Other Businesses

(1) 09/28/2016: WFM Wealth Management Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 49 Chester Drive, Yonkers NY 10710 - Start 10/10/2012 - No Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
S63 Uniform Securities Agent State Law Examination 1984-06-11
  • S66 Uniform Combined State Law Examination
    2008-11-21
  • S63 Uniform Securities Agent State Law Examination
    1984-06-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in White Plains, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor