Best Investors Account Sign in

Michael Thomas Wallace

LPl Financial LLC

Green Village, NJ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-05-28
  • NJ RA
    APPROVED
    Since 2004-05-28

Branch Locations

268 Green Village Rd Ste 14, Green Village, NJ 07935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Green Village NJ 05/2004 Present
First Advisory Corporation Green Village NJ 05/2005 03/2017
  • 05/2004 → Present
    Green Village, NJ
  • 05/2005 → 03/2017
    First Advisory Corporation
    Green Village, NJ
Previous Registrations
  • 2005-05-25 → 2017-01-05
    First Advisory Corporation
    Green Village, NJ
  • 2002-07-05 → 2004-06-02
    Ws Griffith Securities, Inc.
    Green Villiage, NJ
Other Businesses

1. 3/19/2008 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - SELLING FIXED ANNUITIES AND GROUP INSURANCE. 2) 07/20/2017- First Advisory Corporation-investment related- 268 Green Village Road, Suite 14, Green Village, NJ- DBA for LPL Business (entity for LPL business)-Provide group LTD and medical-start 01/01/1980-Hours per month 5/hours during trading 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-17
  • S63 Uniform Securities Agent State Law Examination
    1985-04-17
Designations
Other Names
  • Michael Thomas Wallas
  • Michael Thomas Wallace

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Green Village, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor