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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-15 |
| OH | RA | APPROVED | 2025-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Farmington Hills | MI | 03/2015 | 04/2017 |
| Blackrock | Bloomfield Hills | MI | 04/2017 | 01/2019 |
| Blackrock Investments, Llc | Bloomfield Hills | MI | 04/2017 | 01/2019 |
| Morgan Stanley | Flint | MI | 06/2019 | 12/2019 |
| Unemployed | Farmington Hills | MI | 02/2019 | 05/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2019 | 12/2019 |
| Sgh Wealth Management | Southfield | MI | 01/2021 | 03/2021 |
| Looking For Employment | Farmington Hills | MI | 01/2020 | 12/2020 |
| Fidelity Investments | Troy | MI | 04/2021 | 11/2021 |
| Voya Investment Management | Mason | OH | 11/2021 | 10/2024 |
| Voya Investment Management Co, Llc | New York | NY | 11/2021 | 10/2024 |
| Voya Investment Distributors, Llc | Windsor | CT | 11/2021 | 10/2024 |
| Thrivent Financial | Appleton | WI | 10/2024 | 06/2025 |
| Thrivent Distributors Llc | Minneapolis | MN | 11/2024 | 06/2025 |
| Delaware Distributors, L.P. | Philadelphia | PA | 07/2025 | Present |
| Nomura Capital Management Llc | Philadelphia | PA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-23 |
| S66 | Uniform Combined State Law Examination | 2001-08-07 |
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