James W Fox

Employer firm

Nomura Investment Management Business Trust CRD 105390

$144B regulatory AUM 19 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• STRUCTURED PRODUCT/SECURITIZATION ADVICE/TRANSITION MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → Present
  Macquarie Investment Management Business Trust
  Philadelphia, PA
• 06/2026 → Present
  Nomura Capital Management Llc
  Philadelphia, PA
• 01/2003 → Present
  Delaware Investments
  Philadelphia, PA

Previous Registrations

• 2019-05-14 → 2020-04-21
  Delaware Capital Management Advisers, Inc
  Philadelphia, PA

Exams

• S66 Uniform Combined State Law Examination
  2019-05-13

Other Names

• Jamie Fox
• James W Fox
• James Washington Fox