Sarah E Schiavoni

Employer firm

Nomura Investment Management Business Trust CRD 105390

$144B regulatory AUM 19 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• STRUCTURED PRODUCT/SECURITIZATION ADVICE/TRANSITION MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 01/2018
  Lpl Financial Services
  Charlotte, NC
• 01/2018 → Present
  Macquarie Investment Management
  Philadelphia, PA
• 01/2018 → Present
  Delaware Distributor L.P.
  Philadelphia, PA
• 04/2020 → Present
  Macquarie Investment Management Business Trust
  Philadelphia, PA
• 06/2026 → Present
  Nomura Capital Management Llc
  Boston, MA

Previous Registrations

• 2018-01-29 → 2020-04-20
  Delaware Capital Management Advisers, Inc
  Philadelphia, PA
• 2010-07-29 → 2018-01-24
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC
  West Newbury, MA
• 2008-02-27 → 2009-06-30
  Seascape Capital Management,Llc
  Portsmouth, NH

Other Businesses

Wondercorn LLC, non investment related; selling products for Moms - bumper stickers, notepads; and apparel; Co-owner; 02/2021; approx.10 hours per month, weekends and evenings; network will help other women at challenging stages in their lives, while bringing humor and recognition

Exams

• S66 Uniform Combined State Law Examination
  2000-09-12

Other Names

• Sarah Elizabeth Schiavoni
• Sarah Elizabeth Schiavoni
• Sarah Schiavoni Sullivan
• Sarah Elizabeth Sullivan