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Charles Hammel

Nomura Investment Management Business Trust

Philadelphia, PA

New York, NY

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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-06
NY RA APPROVED 2026-03-05
  • PA RA
    APPROVED
    Since 2026-03-06
  • NY RA
    APPROVED
    Since 2026-03-05

Branch Locations

610 Market Street, Philadelphia, PA 19106 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 08/2016 06/2018
Blackrock Princeton NJ 06/2018 06/2025
Blackrock Investments, Llc Princeton NJ 06/2018 06/2025
Delaware Distributors, L.P. Philadelphia PA 02/2026 Present
Nomura Investment Management Advisors Philadelphia PA 02/2026 Present
Unemployed New York NY 06/2025 02/2026
  • 08/2016 → 06/2018
    Ameriprise Financial Services, Inc.
    New York, NY
  • 06/2018 → 06/2025
    Blackrock
    Princeton, NJ
  • 06/2018 → 06/2025
    Blackrock Investments, Llc
    Princeton, NJ
  • 02/2026 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 02/2026 → Present
    Nomura Investment Management Advisors
    Philadelphia, PA
  • 06/2025 → 02/2026
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Charlie John Hammel
  • Charles John Hammel

View on SEC IAPD

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Adam Mark Conish
VICTOR TRAN
Eric Jason Richman
Mark Fleming
Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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