Alison B Simpson

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-04-20
PA	RA	APPROVED	2020-04-20

Branch Locations

Moorestown, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fam Distributors, Inc	Plainsboro	NJ	05/2005	10/2018
Blackrock Investments, Inc.	New York	NY	09/2006	10/2018
Merrill Lynch Investment Managers, Llc	Plainsboro	NJ	09/2006	10/2018
Macquarie Investment Management	Philadelphia	PA	10/2018	Present
Delaware Distributors, L.P.	Philadelphia	PA	10/2018	Present
Macquarie Investment Management Business Trust	Philadelphia	PA	04/2020	Present
Nomura Capital Management Llc	Philadelphia	PA	06/2026	Present

05/2005 → 10/2018

Fam Distributors, Inc

Plainsboro, NJ
09/2006 → 10/2018

Blackrock Investments, Inc.

New York, NY
09/2006 → 10/2018

Merrill Lynch Investment Managers, Llc

Plainsboro, NJ
10/2018 → Present

Macquarie Investment Management

Philadelphia, PA
10/2018 → Present

Delaware Distributors, L.P.

Philadelphia, PA
04/2020 → Present

Macquarie Investment Management Business Trust

Philadelphia, PA
06/2026 → Present

Nomura Capital Management Llc

Philadelphia, PA

2018-10-29 → 2020-04-20

Delaware Capital Management Advisers, Inc

Philadelphia, PA
2006-09-29 → 2018-10-17

Blackrock Investment Management, Llc

Plainsboro, NJ

Princeton, NJ

Philadelphia, PA

Princeton, NJ
2005-05-09 → 2006-09-29

Merrill Lynch Investment Managers Lp

Plainsboro, NJ
2002-04-24 → 2005-05-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-28

Other Firms