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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-18
  • NV RA
    APPROVED
    Since 2025-12-18

Branch Locations

3883 Howard Hughes Pkwy Ste 700, Las Vegas, NV 89169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benefit Concepts Of Oregon Portland OR 01/1987 Present
The Northwestern Mutual Life Insurance C Milwaukee WI 03/1989 Present
Northwestern Mutual Investment Services, Llc Portland OR 06/1989 01/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2013 Present
Northwestern Mutual Investment Services Llc Las Vegas NV 01/2025 Present
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) THE PRODUCER GROUP LLC, DBA THE TODD ORG, INVESTMENT RELATED, 200 SW MARKET ST STE 1600 PORTLAND OR 97201, ASSOCIATE MEMBER, PROVIDES NON QUAL EXEC BENE DESIGN AND ADMIN, 40-50 HRS/MONTH 3) GARBER CUSTOM AUTOMOTIVE, NOT INVESTMENT-RELATED, 2080 ALPINE DR, WEST LINN, OR 97068, PURCHASE AND SALE OF USED CUSTOM AND COLLECTOR AUTOMOBILES, 100% OWNER, 10 HOURS PER MONTH, OVERSEE ALL OPERATIONS, INCLUDING PURCHASES AND SALES 4) 50% OWNER, 8928 SEAL COVE ST. LAS VEGAS, NV, 2080 ALPINE DR., WEST LINN, , OREGON, 97068, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/17/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEEING PROPERTY MANAGEMENT 5) 50% OWNER, 8935 CYPRESS FOG CT., LAS VEGAS, NV, 2080 ALPINE DR., WEST LINN, , OREGON, 97068, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/17/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEEING THE PROPERTY MANAGEMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-19
S63 Uniform Securities Agent State Law Examination 1993-08-05
  • S65 Uniform Investment Adviser Law Examination
    2010-02-19
  • S63 Uniform Securities Agent State Law Examination
    1993-08-05
Other Names
  • B Wade Garber
  • Wade Garber

View on SEC IAPD

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