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Robert John Monte

Monte Financial Group, LLC

Guilford, CT

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Current Employers
Monte Financial Group, Llc

30 Long Hill Road, Guilford, CT 06437 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-06-25
  • CT RA
    APPROVED
    Since 2009-06-25

Branch Locations

30 Long Hill Road, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monte Financial Group, Llc Guilford CT 06/2009 Present
Purshe Kaplan Sterling Investments Albany NY 06/2009 Present
Previous Registrations
Other Businesses

MONTE FINANCIAL GROUP LLC: RIA: 1205 BOSTON POST ROAD, UNIT 102, GUILFORD, CT 06437, FINANCIAL ADVISOR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-23
  • S63 Uniform Securities Agent State Law Examination
    1984-04-23

View on SEC IAPD

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