Michael Taverner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-06-13
TX	RA	APPROVED	2019-06-13

CT RA
APPROVED

Since 2019-06-13
TX RA
APPROVED

Since 2019-06-13

Branch Locations

2470 Boston Post Rd Unit A3, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	North Haven	CT	10/2015	06/2019
Lpl Financial Llc	North Haven	CT	06/2019	Present

10/2015 → 06/2019

Ameriprise Financial Services, Inc.

North Haven, CT
06/2019 → Present

Lpl Financial Llc

North Haven, CT

Previous Registrations

2015-10-30 → 2019-06-21

Ameriprise Financial Services, Llc

North Haven, CT
2009-06-01 → 2015-11-05

Morgan Stanley

Hartford, CT

West Hartford, CT
2008-11-14 → 2009-06-01

Citigroup Global Markets Inc.

Hartford, CT
2006-04-24 → 2008-11-24

Ubs Financial Services Inc.

Stamford, CT

Other Businesses

1) 05/14/2019 - Karpf, white, and Associates wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2019 - 160 hr/mth 2) 05/14/2019 - Global Beaute LLC, aka Bathroom Remodelers - Businessowner - non-inv rel - East Haven, CT - start: 0001/2012 - 2 hr/mth 3) 05/14/2019 - Real Estate Rental - inv rel - Owner - Newington, CT - start: 09/2012 - 1 hr/mth 4) 05/14/2019 - Real Estate Rental - inv rel - Owner - New Haven, CT - start: 0912012 - 1 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-21

S66 Uniform Combined State Law Examination

2006-04-21

View on SEC IAPD