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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-26 |
| TX | RA | APPROVED | 2022-10-26 |
Branch Locations
2415 Boston Post Rd Ste 14, Guilford, CT 06437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ibo-Quixtar | Raleigh | NC | 03/2000 | 06/2022 |
| Royal Alliance Assoc., Inc | Guilford | CT | 01/2001 | 10/2022 |
| Guilford Financial Group, Inc. | Guilford | CT | 04/2004 | 10/2022 |
| Lpl Financial Llc | Guilford | CT | 10/2022 | Present |
1) 10/2022- Guilford Financial Group, Inc- DBA for LPL Business (entity for LPL business)- inv. related- Guilford, CT 2) 10/2022- SCOTT STASCHKE- Non-Variable Insurance- Agent selling Medicare Advantage, Medicare Supplement, Life, Disability- inv. related- 2415 Boston Post Rd, Suite 15, Guilford, CT 06437- start date 10/12/2022- 3hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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