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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-11-25 |
| TX | RA | APPROVED | 2022-10-26 |
Branch Locations
2415 Boston Post Rd Ste 14, Guilford, CT 06437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guilford Financial | Guilford | CT | 12/1986 | Present |
| Royal Alliance Associates, Inc. | Guilford | CT | 11/1989 | 10/2022 |
| Guilford Financial Group, Inc. | Guildford | CT | 03/1987 | 10/2022 |
| Lpl Financial Llc | Guilford | CT | 10/2022 | Present |
1)10/2022 - Guilford Financial Group, Inc - DBA for LPL Business (entity for LPL business)- inv. related- Guilford, CT 2) 10/2022- Guilford Financial Group, Inc- Non-Variable Insurance- Agent selling Fixed annuities, Whole Life, Indexed Life 2nd to Die Life Policys, Long Term Care, Term Life, Health- inv. related- 2415 Boston Post Rd. Suite 14, Guilford, CT 06437- start date 3/27/1987- 1.5 hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
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