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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-14
CT RA APPROVED 2019-06-13
TX RA APPROVED_RES 2019-06-13
  • FL RA
    APPROVED
    Since 2025-10-14
  • CT RA
    APPROVED
    Since 2019-06-13
  • TX RA
    APPROVED_RES
    Since 2019-06-13

Branch Locations

Jupiter, FL • United States

2470 Boston Post Rd Unit A3, Guilford, CT 06437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Haven CT 09/2005 06/2019
Lpl Financial Llc North Haven CT 06/2019 Present
  • 09/2005 → 06/2019
    Ameriprise Financial Services, Inc.
    North Haven, CT
  • 06/2019 → Present
    North Haven, CT
Previous Registrations
Other Businesses

1) 2019-06-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Karpf, White, and Associates Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2019-05-14 - 160hrs/mth - 8hrs/mth during trading 2) 2019-06-13 - METROPOLITAN PROPERTIES LLC - Real Estate Rental - Y - 250 State St, unit j2 north haven, ct 06473 - 2019-05-14 - 5hrs/mth - 0hrs/mth during trading 3) 2020-05-29 - None - Real Estate Rental - Y - 250 State Street, Unit H2, North Haven, CT 06473 - 2020-04-14 - 1hrs/mth - 0hrs/mth during trading 4) 2021-03-29 - DBS - Non-Variable Insurance - Y - at reported business location(s) - 2021-03-01 - 1hrs/mth - 1hrs/mth during trading 5) 2021-11-24 - None - Real Estate Rental - Y - 325 center st, apt 12a, Jupiter, fl 33458 - 2021-11-22 - 1hrs/mth - 0hrs/mth during trading 6) 2025-09-05 - Merit Insurance - Non-Variable Insurance - Y - at reported business location(s) - 2025-08-18 - 1hrs/mth - 0hrs/mth during trading 7) 2025-09-24 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Mark White Financial Advisor INC / Mark white financial advisor INC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-09-18 - 0hrs/mth - 0hrs/mth during trading 8) 2026-03-23 - None - Real Estate Rental - Y - - 2023-01-23 - 0hrs/mth - 0hrs/mth during trading 9) 2026-05-08 - LTCI Partners LLC - Non-Variable Insurance - Y - at reported business location(s) - 2026-05-05 - 1hrs/mth - 1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-16
  • S66 Uniform Combined State Law Examination
    2000-03-16

View on SEC IAPD

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