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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-03
  • CT RA
    APPROVED
    Since 2024-05-03

Branch Locations

2470 Boston Post Rd Building A Unit #3, Guilford, CT 06437 • United States

2470 Boston Post Rd Building A Unit #3, Guilford, CT 06437 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2018 05/2024
The Nielsen Company Wilton CT 11/2015 09/2018
The Npd Group Port Washington NY 07/2014 11/2016
Unemployed Guilford CT 08/2018 10/2018
Lpl Financial Llc Guilford CT 05/2024 Present
  • 11/2018 → 05/2024
    St Louis, MO
  • 11/2015 → 09/2018
    The Nielsen Company
    Wilton, CT
  • 07/2014 → 11/2016
    The Npd Group
    Port Washington, NY
  • 08/2018 → 10/2018
    Unemployed
    Guilford, CT
  • 05/2024 → Present
    Guilford, CT
Previous Registrations
  • 2019-01-08 → 2024-05-13
    Guilford, CT
    Guilford, CT
    St Louis, MO
    Clinton, CT
Other Businesses

1) 04/2024 -Apex Wealth Advisors LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-07
  • S66 Uniform Combined State Law Examination
    2019-01-07
Other Names
  • Christian L Loban
  • Christian Loban
  • Christian Louis Loban

View on SEC IAPD

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