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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-03 |
Branch Locations
2470 Boston Post Rd Building A Unit #3, Guilford, CT 06437 • United States
2470 Boston Post Rd Building A Unit #3, Guilford, CT 06437 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2018 | 05/2024 |
| The Nielsen Company | Wilton | CT | 11/2015 | 09/2018 |
| The Npd Group | Port Washington | NY | 07/2014 | 11/2016 |
| Unemployed | Guilford | CT | 08/2018 | 10/2018 |
| Lpl Financial Llc | Guilford | CT | 05/2024 | Present |
1) 04/2024 -Apex Wealth Advisors LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-07 |
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