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Steven Wayne Kalt

LPl Enterprise, LLC

White Plains, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Rye Brook NY 08/1990 11/2024
Lpl Enterprise, Llc White Plains NY 11/2024 Present
Previous Registrations
Other Businesses

1) 03/05/2025-Oberman Companies-Property and Casualty-Inv Related-At West Harrison, NY-Start date 06/15/1995-2hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-11
S63 Uniform Securities Agent State Law Examination 1988-09-15
  • S65 Uniform Investment Adviser Law Examination
    2003-11-11
  • S63 Uniform Securities Agent State Law Examination
    1988-09-15

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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