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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-06 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
4314 Redwood Hwy Ste 400, San Rafael, CA 94903 • United States
Mill Valley, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Rafael | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Rafael | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 4314 Redwood Highway, San rafael CA 94903, ,; Not Investment-Related; 12/31/2006 / Commercial; 3354 Laguna St, , San Francisco, CA, 94123; Not Investment-Related; 07/08/2020 / Single Family; 66 Marinero Circle, , Tiburon, CA, 94920; Not Investment-Related; 04/12/1986.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-30 |
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