Lee Scott Rawiszer

Current Employers

Employment History

• 04/2016 → 05/2018
  Kestra Financial Services, Inc.
  Austin, TX
• 05/2018 → 12/2023
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 05/2018 → 12/2023
  Paradigm Financial Partners, Llc
  Westport, CT
• 12/2023 → Present
  Lpl Financial Llc
  Westport, CT
• 12/2023 → Present
  Trivium Point Advisory Llc
  Westport, CT

Previous Registrations

• 2016-05-13 → 2018-05-30
  Kestra Advisory Services, Llc
  Westport, CT
• 2003-05-02 → 2016-09-22
  Kestra Investment Services, Llc
  Westport, CT
  Westport, CT
• 1993-02-03 → 2003-05-12
  1717 Capital Management Company
  Westport, CT

Other Businesses

1- 12/2023 / Trivium Point Advisory / DBA for LPL Business (entity for LPL business) / Investment Related 2- 12/2023 / Trivium Point Accounting / Tax Prep/Accounting/CPA / Investment Related 3- 12/2023 / PFP Holdings LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 05/11/2023 4- 12/15/2023 - PFP Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 5/11/2023 - 0 Hours Per Month/ During Trading 5- 12/19/2023 - Trivium Point Advisory, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 140 Hours Per Month/ 35 Hours During Trading - I provide investment advisory services through Trivium Point Advisory, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 02/21/2024 - Trivium Point Insurance Group LLC - Non-Variable Insurance / Investment Related / start date 05/11/2018 7- 02/26/2024 - Trivium Point Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 5 Hours Per Month/ 173 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1984-07-13