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Deborah Lynn Key

Wells Fargo Clearing Services, LLC

Las Vegas, NV

Pacific Palisades, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-06
TX RA APPROVED_RES 2018-09-04
CA RA APPROVED 2018-08-31
  • NV RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED_RES
    Since 2018-09-04
  • CA RA
    APPROVED
    Since 2018-08-31

Branch Locations

8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States

Pacific Palisades, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Beverly Hills CA 12/2005 08/2018
Wells Fargo Clearing Services,Llc Beverly Hills CA 08/2018 Present
  • 12/2005 → 08/2018
    Ubs Financial Services Inc.
    Beverly Hills, CA
  • 08/2018 → Present
    Wells Fargo Clearing Services,Llc
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-06
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S65 Uniform Investment Adviser Law Examination
    2013-05-06
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07

View on SEC IAPD

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