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William Stephen Pickering

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-07-19
NV RA APPROVED 2000-01-03
  • TX RA
    APPROVED_RES
    Since 2000-07-19
  • NV RA
    APPROVED
    Since 2000-01-03

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Summerlin NV 08/1999 Present
Bank Of America,Na Las Vegas NV 09/2009 Present
  • 08/1999 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Summerlin, NV
  • 09/2009 → Present
    Bank Of America,Na
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-05
S63 Uniform Securities Agent State Law Examination 1984-02-04
  • S65 Uniform Investment Adviser Law Examination
    1995-08-05
  • S63 Uniform Securities Agent State Law Examination
    1984-02-04
Other Names
  • William Stephen Pickering

View on SEC IAPD

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