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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-17 |
| CA | RA | APPROVED | 2010-04-21 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Jolla | CA | 04/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | Present |
RENTAL PROPERTY; NON INVESTMENT RELATED; SAN DIEGO, CA; 100% OWNERSHIP W/SPOUSE; START 1/96; 5 HRS PER MONTH 0 DURING TRADING; RENTAL PROPERTY; NON INVESTMENT RELATED; LA JOLLA, CA; 100% OWNERSHIP W/SPOUSE; START 1/96; 5 HRS PER MONTH 0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-05 |
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