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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
399 Knollwood Rd Ste 212, White Plains, NY 10603 • United States
Bronx, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yonkers | NY | 11/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | White Plains | NY | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 52 Cedar St., , Oneonta, NY, 13820; Not Investment-Related; 05/01/2007. Board of Directors; Leonard H. Hawkins Post 156 American Legion; Service Officer; City Island Ave., , Bronx, NY, 10464; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 0 during trading hours / Fisher House of Greater Newe York; Advisory Board Member; Bronx VA Hospital, ,; Not Investment-Related; 12/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-03 |
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