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Keven James Picardo

Cetera Investment Advisers LLC

Las Vegas, NV

Bigfork, MT

Henderson, NV

Henderson, NV

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-02-14
TX RA APPROVED_RES 2020-11-12
NV RA APPROVED 2020-11-09
  • MT RA
    APPROVED
    Since 2023-02-14
  • TX RA
    APPROVED_RES
    Since 2020-11-12
  • NV RA
    APPROVED
    Since 2020-11-09

Branch Locations

4040 E Post Rd Ste 101 Unit F-1, Las Vegas, NV 89120 • United States

Bigfork, MT • United States

1876 Woodhaven Drive, Henderson, NV 89074 • United States

375 N. Stephanie Street, Building #7 Ste. 712, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 06/2005 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Las Vegas NV 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 06/2005 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Las Vegas, NV
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Las Vegas, NV
    Las Vegas, NV
  • 2005-06-29 → 2012-07-02
    First Allied Securities, Inc.
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Bigfork, MT
Other Businesses

1.) WALL STREET ADVISORS - DBA; START DATE 01/24/2006; 160 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-30
S63 Uniform Securities Agent State Law Examination 1984-01-23
  • S65 Uniform Investment Adviser Law Examination
    1997-12-30
  • S63 Uniform Securities Agent State Law Examination
    1984-01-23

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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