Michael Warren Morrison

Current Employers

Employment History

• 05/2011 → Present
  Financial Advisers Of America, Llc
  Carlsbad, CA
• 06/2013 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2010-04-19 → 2013-04-22
  Financial Advisers Of America, Llc
  Carlsbad, CA
  Carlsbad, CA
  Santa Ana, CA
  Fountain Valley, CA
• 2009-01-02 → 2010-04-16
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
  Santa Ana, CA
• 2006-11-10 → 2009-01-02
  Raymond James Financial Services, Inc.
  Fountain Valley, CA
  Santa Ana, CA
  Santa Ana, CA
• 2006-01-26 → 2006-10-19
  Commonwealth Financial Network
  Irvine, CA
  Fountain Valley, CA
• 1998-05-12 → 2005-10-25
  Banc Of America Investment Services, Inc.
  Huntington Beach, CA

Other Businesses

1. INDEPENDENT INSURANCE AGENT SELLING LIFE INSURANCE AND EQUITY INDEXED ANNUITIES, 5 HR/MONTH. 2. FINANCIAL ADVISOR, WRITING FINANCIAL PLANS. 3. Annuity sales under CA license: Michael W Morrison; various Ins Companies. 18837 Brookhurst St #208, Fountain Valley CA, 92808. Phone: 714-345-6865. Title: Owner. Started on 1/2/2013. Devotes 3 hours per month and 1 hour during trading hours. Self-employed and paid through commissions. Duties include selling annuities, equity indexed annuities, life insurance, supporting client with address changes, beneficiary changes, and statement questions. This is not investment related. 4. Health Insurance; 18837 Brookhurst St, Ste 208, Fountain Valley, CA 92708; 3 hours per month, 0 during trading hours; Start 9/2021; Commission; Providing advice and writing policies for medicare advantage and medicare supplement policies

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-01
• S63 Uniform Securities Agent State Law Examination
  1984-04-25

Designations